AML/CTF Training for Small Professional Firms
Practical, role-based training to help your team understand what to do — not just what the rules say.
AML/CTF obligations don’t sit in a document — they sit in your team’s day-to-day actions.
This training is designed to build practical understanding across your firm, from senior staff to frontline team members.
Training tailored to your team
Most firms don’t need everything at once.
Different roles require different levels of understanding.
Training is delivered in two streams to ensure your team receives the right level of detail and practical guidance.
Training can be delivered as a standalone service or as part of your AML/CTF program implementation.
Senior Staff Compliance Training
Understanding obligations, oversight and risk.
Who is this for:
Directors and principals
Compliance officers
Senior staff responsible for oversight
Practice Managers
What’s covered:
Overview of AML/CTF obligations and responsibilities
Understanding your firm’s ML/TF risk profile
Governance and accountability
Customer due diligence (CDD) expectations
Ongoing monitoring and escalation
Suspicious matter reporting (SMR) obligations
AUSTRAC reporting requirements
Practical scenarios and decision-making
Outcome:
Confidence in:
What’s required
Where responsibility sits
How to manage risk within your firm
Investment:
From $450 (GST Inc)
Dependent on session length and firm size.
Frontline Staff Training
What to do and what to look for.
Who this is for:
Client-facing staff
Administrators
Team members involved in onboarding or transactions
What’s covered:
What AML/CTF means in practice
Customer due diligence (CDD) — what to collect and why
Identifying red flags and unusual behaviour
Source of funds — what matters and when
When and how to escalate concerns
Understanding suspicious matter reporting (SMR)
Practical examples relevant to your work
Outcome:
Clarity and confidence in:
what to do day-to-day
when something doesn’t feel right
how to follow your firm’s processes
From $300 (GST Inc)
Dependent on group size and delivery format.
Combined Training
Where both senior and frontline training are delivered, sessions can be structured to cover both strategic and practical elements.
Training can be delivered to the same or separate groups on the same day.
Investment:
From $750 (GST Inc)
What Sets Us Apart
Practical not Theoretical
This isn’t generic compliance training.
The focus is on what AML/CTF looks like in your day-to-day work — what to check, what to question, and what to do when something doesn’t feel right.
Role-Based and Relevant
Training is tailored to your team.
Senior staff get the oversight and risk perspective, while frontline staff get clear, practical guidance they can apply immediately.
Clear and Easy to Follow
AML/CTF can feel overwhelming.
I break it down into plain English, using examples relevant to your work so your team can understand and apply it with confidence.
Delivery Options
Training can be delivered:
Online (live session)
In person (where available)
As part of your AML/CTF program implementation
Not sure what your team needs?
Start with a quick call - we’ll work through your firm, your team structure, and the level of training required.
